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Showing 5361–5370 of 57221 articles for “Art. CE 23 Dec 2013 n° 363702 and 363719”
…ns competent to approve the accounts. They are appointed for six financial years. Their term of office shall expire after the body competent to approve the accounts has ruled on the accounts for the s…
I. - An investment service provider other than an asset management company shall establish and implement appropriate written policies and procedures for classifying its clients as non-professional cli…
…pervisory Board or any other body exercising equivalent supervisory functions shall have adequate access to the information and documents necessary to supervise and monitor management decisions.
…w up these tables when the information mentioned in the previous paragraph is published, in accordance with the procedures provided for in II, by their consolidating company, within the meaning ofArti…
…ions defined by order of the Minister responsible for the economy, the information referred to in c and d of Article 51 of Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27…
…ithin investment firms, the members of the board of directors or the supervisory board, on the one hand, and the members of the management board or any other body exercising equivalent functions or an…
…e investment firms, taking into account, in particular, the serious losses that they may cause. The decision to reduce or refund the variable remuneration referred to in this article shall take into a…
I. - Registration is carried out within a maximum of two months from the date of receipt by the body referred to in I of article R. 546-1 of a complete application. The body will send the applicant a…
…ersons referred to in I of article L. 546-1 includes information relating to the identity, activity and, where applicable, the category of the persons concerned. This information is specified by order…
Natural persons who direct or manage a participatory finance intermediary must not be subject to any of the incapacities referred to in Article L. 500-1, nor hold a management position in a person sub…
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