Article L533-32
A systematic internaliser is an investment services provider other than a portfolio management company which, on an organised, frequent, systematic and substantial basis, deals on own account by execu…
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Showing 4711–4720 of 9169 articles for “Art. CE 24-11-2014 n° 352402”
A systematic internaliser is an investment services provider other than a portfolio management company which, on an organised, frequent, systematic and substantial basis, deals on own account by execu…
…en made when these companies have made it pursuant to Article 5 or the provisions of a market practice accepted by the Autorité des marchés financiers pursuant to Article 13 of Regulation (EU) No 596/…
Each decision taken by the sole member in place of the meeting is recorded by him in the register provided for in the third paragraph of Article L. 223-31. The register is kept at the registered offic…
…matter to the Commission des participations et des transferts provided for in Article 25 of Ordinance no. 2014-948 of 20 August 2014 relating to the governance and capital transactions of companies w…
As stated in article 223-8 of the Criminal Code, reproduced below: "The fact of carrying out or having carried out on a person the research mentioned in 1° or 2° of article L. 1121-1 or a clinical tri…
Without prejudice to Titles III, IV or V of Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories,…
Without prejudice to Titles III, IV or V of Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories a…
Investment services providers other than portfolio management companies that use algorithmic trading in a Member State of the European Union or party to the Agreement on the European Economic Area sha…
…ees of the statutory auditor are borne by the person or entity whose accounts it is responsible for certifying. These fees are set in accordance with procedures determined by decree in the Conseil d'E…
…utes provided for in Article R. 221-2 are drawn up in a special register kept at the registered office and listed and initialled either by a judge of the commercial court, or by a judge of the judicia…
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