Article L621-20-4
The minutes or reports of an investigation or any other document from criminal proceedings that is directly related to facts that may be submitted to the AMF Enforcement Committee for review may be di…
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Showing 5581–5590 of 14253 articles for “Art. CE 27-7-2012 n° 337656”
The minutes or reports of an investigation or any other document from criminal proceedings that is directly related to facts that may be submitted to the AMF Enforcement Committee for review may be di…
…l regulations of the Autorité des marchés financiers, has the power to make management decisions concerning the issuer's development and strategy, and who has regular access to inside information rela…
…or his representative to file submissions and to develop them orally at the hearing, without prejudice to the provisions of Article L. 466-1.
…in the course of its duties, the Autorité des marchés financiers becomes aware of a crime or offence, it must immediately notify the public prosecutor and forward to the latter all information, repo…
Legal entities whose registered office is in France and whose securities are admitted to trading on a regulated market shall make public the information required by the report referred to in the last…
The Autorité des marchés financiers may take any measures required to ensure the proper functioning of the markets if the activity of one or more AIFs on the market for a financial instrument could je…
I. - The AMF Ombudsman is appointed by the AMF Chairman on the advice of the AMF Board for a renewable term of three years. The Ombudsman is empowered to receive complaints from any interested party t…
…EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps.II. - Pursuant to I, the AMF may impose penalties for any br…
…n (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories with regard to compliance with clearing, notification…
…le 29(4) and (5) of Regulation (EU) 2017/2402 of the European Parliament and of the Council of 12 December 2017 creating a general framework for securitisation and a specific framework for simple, tra…
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