Article L214-10-3
…s out the instructions of the SICAV or the UCITS management company;3° The reuse benefits the UCITS and is in the interests of the unitholders or shareholders;4° The transaction is covered by a high q…
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Showing 931–940 of 66453 articles for “Art. Cass. 1ère civ. 19-9-2007 n° 06-15.295 and Cass. civ. 3-10-2019 n° 18-22.945 F-D”
…s out the instructions of the SICAV or the UCITS management company;3° The reuse benefits the UCITS and is in the interests of the unitholders or shareholders;4° The transaction is covered by a high q…
In this sub-section and for the purposes of the provisions relating to algorithmic trading : 1° "algorithmic trading" means trading in financial instruments in which a computer algorithm automatically…
The allocation of variable components of total remuneration within the investment firm takes account of all the risks to which it is or is likely to be exposed.
…whether: 1° The persons who effectively manage the service provider are of sufficiently good repute and are competent to perform their duties; 2° The natural persons who either hold, directly or indir…
…ch it has a relationship, in addition to the measures provided for in Articles L. 561-5, L. 561-5-1 and L. 561-6, additional due diligence measures defined by decree of the Conseil d'Etat. 561-5, L. 5…
…bligations to publicise abroad the measures referred to in Article L. 613-31-3, to inform creditors and to notify other interested public authorities of these measures are met pursuant to Article L. 6…
For the application of III of Article L. 561-5, the persons mentioned in 2° to 2°e and 3°a of Article L. 561-2 shall identify and verify the identity of the beneficiaries of life insurance or capitali…
When, pursuant to II of Article L. 613-20-6, the Autorité de contrôle prudentiel et de résolution decides to assess the likely impact of the measures provided for in II of that article on the subsidia…
The Board's decision can only be appealed together with the decision on the grievances.
…s opened for any person subject to the contribution provided for in articles L. 6331-48, L. 6331-53 and L. 6331-65 and article L. 718-2-1 of the French Rural and Maritime Fishing Code. It is made up o…
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