Article L533-10-4
Investment services providers other than portfolio management companies that use algorithmic trading : 1° Have effective systems and risk controls appropriate to their business to ensure that their tr…
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Showing 2801–2810 of 64807 articles for “Art. Cass. 3e civ. 1-2-2012 n° 10-22.863”
Investment services providers other than portfolio management companies that use algorithmic trading : 1° Have effective systems and risk controls appropriate to their business to ensure that their tr…
In this sub-section and for the purposes of the provisions relating to algorithmic trading : 1° "algorithmic trading" means trading in financial instruments in which a computer algorithm automatically…
Investment services providers other than portfolio management companies which use a high-frequency algorithmic trading technique shall keep an accurate and chronological record of all orders placed, i…
Investment services providers other than portfolio management companies that use algorithmic trading to implement a market-making strategy must comply with the following conditions, taking into accoun…
The period of time after which the AMF's silence on registration applications submitted pursuant to Article L. 54-10-3 shall be deemed to constitute a decision of acceptance is six months from the dat…
The State guarantee referred to in article R. 442-8-9 is granted in respect of cover pursuant to e of 1° of article L. 432-2 to companies authorised to carry out credit insurance operations in France…
Companies must declare to the Autorité des marchés financiers the transactions they intend to carry out pursuant to the provisions of article L. 22-10-62. This declaration is deemed to have been made…
The AMF shall be informed in advance of any proposed changes to the factors taken into account when examining an application for authorisation from a digital asset service provider. It shall inform th…
The Board comprises : 1° Four representatives of the State, including the Regional Prefect and three representatives appointed by him from among those mentioned in 2° of Article R. 6123-3-3, including…
The right to ask questions in writing and to request in summary proceedings the appointment of one or more experts to present a report under the conditions provided for in the first two paragraphs of…
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