Article R533-21-2
Investment firms shall require the instruments referred to in Article L. 533-30-11 to be held for a minimum period defined under the conditions set out in Article L. 533-30-1 so as to align the incent…
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Showing 4821–4830 of 21704 articles for “Art. Cass. com. – 11 Mar. 2008 – no. 07-10.590”
Investment firms shall require the instruments referred to in Article L. 533-30-11 to be held for a minimum period defined under the conditions set out in Article L. 533-30-1 so as to align the incent…
Any person holding the authorisation provided for in Article R. 6312-11 is liable to a fine for a fifth-class offence: 1° Fail to comply with their custody obligations ; 2° Carrying out or having carr…
…article L. 115-4 and the fourth paragraph of…
…R. 113-11 to reach the higher step in their new category or class, they sha…
…s provided for in Articles 8 to 10 and 21 to 33 of Commission Delegated Regulation (EU) 2018/273 of 11 December 2017 and Articles 22 to 24 of Commission Implementing Regulation (EU) 2018/274 of 11 Dec…
…lications for approval and for amending the approvals provided for in III and VI of article L. 1222-11, as well as the content of the file accompanying each application. II. - The decision of the Dire…
Notwithstanding articles A. 37-7, A. 37-8, A. 37-9 and A. 37-11, when the offences referred to in Article L. 121-3 of the Highway Code are recorded without intercepting the vehicle and using an automa…
…icle R. 515-12 ; 4° The financial assistance referred to in articles R. 515-9, R. 515-10 and R. 515-11 and the regulations provided for in the latter article; 5° Agreements entered into pursuant to th…
…as well as the transmission of the educational and financial report provided for in Article L. 6352-11 by the service providers mentioned in Article L. 6351-1 ; 2° Examining declarations of activity,…
…l group contracts with a transferability clause pursuant to article L. 132-23 or article 108 of law no. 2003-775 of 21 August 2003 on pension reform: transfer fees and compensation;-people's retiremen…
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