Article L533-12-5
…they do not remunerate or assess the performance of their employees in a way that undermines their duty to act in the best interests of their clients when providing investment services.They shall not…
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Showing 2821–2830 of 29475 articles for “Art. Décret 2022-1691 du 28-12-2022”
…they do not remunerate or assess the performance of their employees in a way that undermines their duty to act in the best interests of their clients when providing investment services.They shall not…
Investment service providers other than portfolio management companies shall ensure and be able to demonstrate to the AMF that the natural persons who provide investment advice or information on finan…
…ture are such that they cannot be considered as preventing the service provider from fulfilling his duty to act in the client's best interests are clearly disclosed and are not subject to the requirem…
Investment service providers may not send, directly or indirectly, by electronic means, promotional communications to clients who are likely to be non-professional, in particular potential clients, re…
…the provision of investment services, such as custody fees, exchange and settlement fees, taxes and duties due and procedural costs, and which by its nature cannot give rise to a conflict with the obl…
…r than an asset management company offers an investment service together with another service or product as part of a package or as a condition of obtaining the agreement or package, the investment se…
…in terms of their size and according to criteria relating to the level of remuneration of the individual, the payment of a portion at least equal to 40% of the variable part of the total remuneration…
When the psychiatric care measure taken against a person is lifted in application of this chapter or chapters II or III of this title, a psychiatrist from the host establishment will inform the person…
Persons belonging to the health reserve provided for in article L. 3132-1, carrying out an activity as part of a commitment to serve in the operational reserve provided for in article L. 4211-1 of the…
I. - An inter-regional council and a disciplinary chamber of first instance of the Order of chiropodists of Ile-de-France-Antilles-Guyane-La Réunion-Mayotte are competent for chiropodists practising i…
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