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Showing 3421–3430 of 59303 articles for “Art. D. 3323-13 and D. 3323-14”
…23 are subject to the procedure provided for in I ofArticle L. 511-27, subject to the observations and opinions of the Autorité des marchés financiers provided for in this sub-paragraph.Credit instit…
…transactions, a client considered to be a professional client pursuant to the provisions of article D. 533-11. If the service provider agrees to this request, an agreement drawn up on a durable medium…
…nformation to the Autorité des marchés financiers: 1° The identity of the persons referred to in 1° and 2° of Article L. 54-10-3, documents relating to the good repute of these persons, in particular…
…ruments referred to in the second paragraph of article R. 533-2 are those referred to in 2, 3, 4, 7 and 8 of I of article D. 211-1 A.
…a third country or on a multilateral trading facility, if they are company shares, excluding units and shares in non-UCITS collective investment schemes and shares incorporating a derivative instrume…
…ient the option of delaying the transaction so that it can receive the suitability statement beforehand.For the purposes of the last paragraph of Article L. 533-15, professional clients wishing to ben…
…wdfunding pursuant to Article L. 548-5 shall include cover of not less than 250,000 euros per claim and 500,000 euros per insurance year. Where the policy is taken out by an intermediary in the field…
I.-This article applies to entities subject to Article L. 533-22-1. For the credit institutions and investment firms mentioned in Article L. 511-4-3, this article applies to portfolio management activ…
Clients referred to in Article D. 533-12 may waive the protection afforded by the rules of conduct only in accordance with the following procedure: 1° The client shall notify the investment service pr…
…rty, the means of access to the digital assets registered in the shared electronic recording device and keeping a register of positions, opened in the name of the third party, corresponding to its rig…
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