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Showing 2881–2890 of 56635 articles for “Art. Decree 2023-1409 of 29-12-2023”
…than asset management companies, shall ensure that they do not remunerate or assess the performance of their employees in a way that undermines their duty to act in the best interests of their clients…
Investment service providers other than portfolio management companies shall ensure and be able to demonstrate to the AMF that the natural persons who provide investment advice or information on finan…
…e referred to in Article L. 321-1 (5) is provided independently :1° It evaluates a sufficient range of financial instruments available on the market, which must be sufficiently diversified in terms of…
…r indirectly, by electronic means, promotional communications to clients who are likely to be non-professional, in particular potential clients, relating to the provision of investment services concer…
…ation or commission or provide or receive any non-monetary benefit in connection with the provision of an investment or related service to any person, other than the client or the person acting on beh…
Where an investment service provider other than an asset management company offers an investment service together with another service or product as part of a package or as a condition of obtaining th…
…petent regional directorate for companies, competition, consumption, labour and employment the name of the person or persons it appoints as members of the committee. This declaration is accompanied by…
I. - Changes in the ownership structure of a credit institution or finance company must be notified to the Autorité de contrôle prudentiel et de résolution.Pursuant to Articles 4 and 15 of Council Reg…
Proof of a sufficient level of proficiency in the French language, as mentioned in I of article L. 4111-2, must be provided when registering for the knowledge verification tests mentioned in the secon…
The Regional Director of Cultural Affairs, who may be represented, reports on the dossiers.
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