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Showing 5491–5500 of 63520 articles for “Art. IV and V”
…facility shall lay down the conditions for admission to membership of the facility, based on objective criteria, in a transparent and non-discriminatory manner. Without prejudice to the provisions of…
Breaches of the provisions of Regulation (EU) No 2015/751 of the European Parliament and of the Council of 29 April 2015 on interchange fees for card-related payment transactions, detected pursuant to…
Failure to comply with Article 5(d)(3) and (8) and Articles 8 and 9 of Regulation (EU) No 260/2012 of the European Parliament and of the Council of 14 March 2012 establishing technical and commercial…
The operator of a trading venue on which commodity derivatives are traded shall apply position management controls. These controls shall include, as a minimum, the power for the trading platform to: 1…
I. - Trading venue managers : 1° Publish a weekly report presenting the aggregate positions held by the different categories of persons mentioned in IV for the different commodity derivatives, the uni…
…ral system that brings together or facilitates the bringing together of multiple third-party buying and selling interests in financial instruments, in accordance with non-discretionary rules, in a way…
A financial instrument mentioned in 1 or 2 of II of Article L. 211-1 traded on a small and medium-sized enterprise growth market may only be traded on another small and medium-sized enterprise growth…
Notwithstanding the provisions of the first sentence of the first paragraph of Article L. 411-1, the following public offers are authorised: 1° The offer of financial securities or shares exclusively…
…it is satisfied that the persons referred to in Article L. 421-7 are of sufficiently good repute, have the knowledge, skills and experience necessary to perform their duties and devote sufficient time…
…blic: 1° A public offer of less than a certain amount. The total amount of the offer is calculated over a period of twelve months; 2° A public offer in which the beneficiaries acquire financial securi…
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