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Showing 5501–5510 of 63520 articles for “Art. IV and V”
Each trading platform shall make available to the public at least once a year, free of charge, data relating to the quality of execution of the transactions executed on it.These periodic reports shall…
…European Union or parties to the Agreement on the European Economic Area in which it intends to provide means of access to the trading platform it operates. The Autorité des marchés financiers shall…
Market undertakings and their appointments committees shall call on a wide range of qualities and skills when recruiting the persons referred to in article L. 421-7 and, to this end, shall implement a…
For the purposes of this section, "small and medium-sized enterprises" means companies whose average market capitalisation has been less than an amount set by decree on the basis of end-of-calendar-ye…
…requiring the actual presence of natural persons may offer, on the territory of metropolitan France and the overseas departments and the Department of Mayotte and Saint-Martin, the means of access to…
…n Article 313-1 of the Criminal Code shall apply: 1° The act, for any person, of engaging in the activity of banking or financial canvassing defined in article L. 341-1 without fulfilling the conditio…
The administrative authority responsible for competition and consumer affairs is the competent authority to impose the administrative fines provided for in article L. 362-1 of this Code, under the con…
I.-The provisions of II of article L. 412-1 and of articles L. 621-8-1 to L. 621-8-4 are applicable to public offers of the following securities for which a prospectus is drawn up in the cases provide…
The operator of a trading venue shall ensure that its rules on collocation services are transparent, fair and non-discriminatory, in accordance with the provisions of Commission Delegated Regulation (…
…rket in any of the following cases: 1° If the market undertaking does not make use of it within twelve months, if it expressly renounces it or if the market has ceased to operate for six months; 2° If…
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