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Showing 611–620 of 63520 articles for “Art. IV and V”
I. - A. - The penalties provided for in A of I of Article L. 465-1 shall apply to any person who carries out a transaction, places an order or behaves in such a way as to give, or be likely to give, m…
I. - The penalties provided for in A of I of Article L. 465-1 shall be punishable by the penalties provided for in A of I of Article L. 465-1 if a person in possession of inside information concerning…
I. - The penalties provided for in A of I of Article L. 465-1 shall apply if any of the persons referred to in the same Article L. 465-1 recommends that one or more transactions be carried out on the…
I. - The penalties provided for in A of I of Article L. 465-1 shall apply to any person who:1° Provide or transmit false or misleading data or information used to calculate a benchmark index or inform…
I. - This section applies to1° to financial instruments traded on a trading venue or for which a request for admission to trading on a trading venue has been submitted ;2° Financial instruments other…
…s set out in article 131-39 of the same Code. The fine may be increased to 15% of total annual turnover within the meaning of the last paragraph of III bis of article L. 621-15. The procedures set out…
I. - A. - The following offences are punishable by five years' imprisonment and a fine of 100 million euros, which may be increased up to ten times the amount of the advantage gained from the offence,…
…ncial Public Prosecutor may not initiate public proceedings for the application of the penalties provided for in this section when the Autorité des marchés financiers has served a statement of objecti…
I. - Any person who, by any means, disseminates information that gives false or misleading information about the situation or prospects of an issuer or about the supply, demand or price of a financial…
…1-4 must comply with the rules of conduct referred to in Article L. 541-8-1, which they may specify and supplement.
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