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Showing 7301–7310 of 63520 articles for “Art. IV and V”
…stered intermediary referred to in Article L. 211-4 (3) may, under a general securities management mandate, transmit a shareholder's vote or proxy for a meeting of an undertaking for collective invest…
…obtained from a specialised agency that meets the conditions laid down by the competent administrative authority or, where applicable, have a guarantor that meets the conditions laid down by order an…
…s or in any other currency. The Banque de France may suspend issues of securities denominated in a given currency for a period it determines.
…14-20 concluded on the markets referred to in 1°, 2° or 3° of the I of Article R. 214-11 or traded over-the-counter, subject to the following conditions: 1° These relate to one or more of the followin…
I. - A UCITS may not invest more than : 1° 5% of its assets in eligible financial instruments or money market instruments issued by the same issuer ; 2° 20% of its assets in eligible financial securit…
I. - A UCITS may not borrow.It may, however, acquire currencies by means of cross-currency loans.II. - By way of derogation from I, a UCITS may borrow provided that such borrowings :1° Are used on a t…
…AIFs established in a third country, is subject to : 1° Compliance by the manager with the legislative and regulatory provisions applicable to portfolio management companies; 2° The existence of appr…
I.-Pursuant toArticle L. 214-24-2-1, a portfolio management company may undertake pre-marketing activities in France or in another Member State of the European Union except where the information prese…
The rules governing non-voting preference shares are set out in Articles R. 228-40 to R. 228-48 of the French Commercial Code.
The rules governing investment certificates are set out in articles R. 228-33 to 39 of the French Commercial Code.
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