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Showing 8221–8230 of 63520 articles for “Art. IV and V”
…n an association's authorisation is withdrawn under the conditions set out in Section 6, or in the event of dissolution for any reason whatsoever, the intermediaries referred to in 1° and 4° of I of A…
I.-The Autorité de contrôle prudentiel et de résolution shall make the notification provided for in the second paragraph of 1° of I of Article L. 522-13 within one month. II -The Autorité de contrôle…
…financiers may ask these persons for the elements on the basis of which they consider that their activities mentioned in j) of 2° of Article L. 531-2 are ancillary to their main business, in accordanc…
…32-27, the Autorité de contrôle prudentiel et de résolution shall communicate the notifications received pursuant to I ofArticle L. 532-23 under the conditions provided for by the implementing regulat…
Where an investment service provider other than an asset management company intends to amend any of the disclosures referred to in II ofArticle D. 532-20 or, as the case may be, provided for inArticle…
I. - Any portfolio management company governed byArticle L. 532-9 which, having its registered office in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte and Saint-Martin, w…
The association is drawing up a guide to professional competence and ongoing professional training and development. This guide presents a list of training courses adapted to the levels of professional…
…tion shall equip itself with the resources it needs to support its members in carrying out their activities and complying with their obligations. It shall put in place an organisation and written proc…
…L. 541-4 of this Code, it may set itself up according to a federal model, separating each of its activities into separate associations, or set itself up as an integrated structure in which all its act…
The total assets of the AIFs mentioned in IV and VI of Article L. 532-9:1° Do not exceed the threshold of 100 million euros, including assets acquired through the use of leverage; or2° Does not exceed…
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