Article R519-45
The association provides its members with all relevant information concerning changes in the regulations applicable to them. It informs them of any difficulties observed in the banking and payment ser…
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Showing 8241–8250 of 63520 articles for “Art. IV and V”
The association provides its members with all relevant information concerning changes in the regulations applicable to them. It informs them of any difficulties observed in the banking and payment ser…
On receipt of an application for authorisation, the AMF will check that it complies with the standard file provided for in the second paragraph of Article R. 532-10 and, if it does, will examine it. T…
Where it is authorised to provide one or more investment services, the portfolio management company shall, for the provision of such services, comply with the provisions of this Title applicable to po…
Where an investment service provider other than an asset management company plans to amend any of the disclosures referred to in I of Article D. 532-23-2, it shall inform the Autorité de contrôle prud…
…1° of Article L. 532-47 of this Code is not required to establish a branch in France if, without providing any other investment service mentioned in Article L. 321-1 in France, it enters into transact…
The Autorité de contrôle prudentiel et de résolution shall take into account any guidance issued by the European Banking Authority for the application of Article L. 533-4.
…iary shall explain to the customer, including the potential customer, the reasons for his proposals and how he has taken account of the information he has obtained from the customer.
…responsible for imposing the sanctions mentioned in the first paragraph of II of article L. 519-13 and in article L. 513-14 on its members. This committee must guarantee its independence and impartia…
…isation, the Autorité de contrôle prudentiel et de résolution will inform the association. It will give the association the reasons for the withdrawal and specify the action required to ensure complia…
The Autorité de contrôle prudentiel et de résolution shall make the notification provided for in Articles L. 522-9, L. 522-11-1 and L. 522-11-2 within three months.
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