Article L571-4
…ution, finance company or one of the legal entities or subsidiaries referred to in Articles L. 612-24 and L. 612-26 to respond, after formal notice, to requests for information from the Autorité de co…
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Showing 841–850 of 66578 articles for “Art. IV-al. 3 and 4”
…ution, finance company or one of the legal entities or subsidiaries referred to in Articles L. 612-24 and L. 612-26 to respond, after formal notice, to requests for information from the Autorité de co…
…p following inspections carried out by the administrative authorities referred to in Article L. 561-36-2. II. - The Secretary General of the Commission notifies the respondent of the objections likely…
The companies and entities referred to in 1° of Article L. 561-45-1 shall declare to the Trade and Companies Register, through the intermediary of the body referred to in the second paragraph of Artic…
…ck that the information relating to the beneficial owner mentioned in the first paragraph of L. 561-46 is complete and complies with the legal and regulatory provisions, corresponds to the supporting…
…y subject to a fine, any company or legal entity mentioned in the first paragraph of Article L. 561-46 to declare or have declared the information relating to the beneficial owner, or to rectify this…
Appeals against decisions of the Commission Nationale des Sanctions (National Sanctions Commission) are appeals of full jurisdiction.
…Autorité de contrôle prudentiel et de résolution comprises a supervisory board, a resolution board and an Enforcement Committee.With the exception of sections 4 and 5 of Chapter III of this Title and…
…conditions under which investment firms may carry out the transactions mentioned in 2 of article L. 321-2 ; 2. The conditions under which investment firms may carry out the transactions referred to in…
…ection may be subject to a surcharge of up to 10% of their amount, payable by the person sanctioned and intended to finance victim support. Article L. 612-40 X applies to this increase and the reasons…
…sk the statutory auditors of persons subject to its supervision for any information on the business and financial situation of the entity that they audit and on the due diligence that they have perfor…
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