Article L533-10-5
Investment services providers other than portfolio management companies that use algorithmic trading in a Member State of the European Union or party to the Agreement on the European Economic Area sha…
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Showing 2311–2320 of 69694 articles for “Art. L 144-2 and Art. R 132-5-3”
Investment services providers other than portfolio management companies that use algorithmic trading in a Member State of the European Union or party to the Agreement on the European Economic Area sha…
Investment services providers that use the services of tied agents must ensure that these agents are registered in accordance with Article L. 545-5.
I.-In order to provide one or more of the services referred to in Article L. 54-10-2 on a regular professional basis, service providers established in France may apply for authorisation from the Autor…
Before entering into a business relationship, the persons referred to in Article L. 561-2 shall collect information relating to the purpose and nature of the relationship and any other relevant inform…
I. - Where the supervisory board is the competent authority to supervise the entity party to the agreement considering granting its support, it may authorise, prohibit or restrict the scope of a suppo…
I. - Provided that the essential obligations of the contract continue to be met, in particular the obligations to pay and deliver financial instruments and the guarantee obligations, the implementatio…
Without prejudice to the provisions of this section and to the European Union's legal regime on State aid, the collège de résolution may not rely on any provision or stipulation the application of whi…
The resolution college shall require, where necessary to carry out a conversion measure referred to in I of Article L. 613-48, that the person concerned issue Tier 1 core capital instruments to holder…
The collège de résolution and the fonds de garantie des dépôts et de résolution may recover sums corresponding to the amount of any justified expenses incurred in implementing one or more resolution m…
With the agreement of the purchaser, the College of Resolution may return to its original owner any item that has been transferred pursuant to the first paragraph of Article L. 613-52, without the lat…
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