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Showing 3991–4000 of 63941 articles for “Art. L 145-31 and L 145-15”
At the end of each financial year, in addition to drawing up its own accounts, the manager shall draw up an inventory of the assets under its management and a statement of the sums collected during th…
Voting advisers shall make public the code of conduct to which they refer and report on its application. Where a voting adviser does not refer to a code of conduct or where, in referring to such a cod…
Where the project promoter is a local authority, the provider of equity crowdfunding services shall inform it and the investors of the offences set out in Articles 432-10 to 432-12 of the French Penal…
Any issuer making a public offer of tokens and applying for approval from the Autorité des marchés financiers under the conditions set out in Articles L. 552-4 to L. 552-7 shall be subject to the obli…
For the purposes of this chapter, a token is any intangible asset representing, in digital form, one or more rights that may be issued, recorded, stored or transferred by means of a shared electronic…
I.-Financial investment advisers are persons who engage in the following activities on a regular professional basis: 1° Investment advice as referred to in 5 of article L. 321-1 ; 2° (Repealed) 3° Adv…
Participative finance service providers are the legal persons defined in e) of paragraph 1 of Article 2 of Regulation (EU) No 2020/1503 of 7 October 2020. They shall be authorised, under the condition…
Only the following may carry on the business of custody account-keeping for financial instruments 1° Legal entities in respect of the financial instruments they issue by public offer, with the excepti…
Articles L. 544-3 to L. 544-5 apply to voting advisers whose registered office is in France, to voting advisers whose registered office is not in a Member State of the European Union but whose head of…
Participatory finance service providers may also provide, under the conditions set out in Article L. 547-5, services identical to those mentioned in point ii) of a) of paragraph 1 of Article 2 of Regu…
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