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Showing 2061–2070 of 63573 articles for “Art. L 145-57 and L 145-58”
Data communication service providers are defined in point 36a of paragraph 1 of Article 2 of Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in fina…
At the end of each financial year, in addition to drawing up its own accounts, the manager shall draw up an inventory of the assets under its management and a statement of the sums collected during th…
Voting advisers shall make public the code of conduct to which they refer and report on its application. Where a voting adviser does not refer to a code of conduct or where, in referring to such a cod…
Where the project promoter is a local authority, the provider of equity crowdfunding services shall inform it and the investors of the offences set out in Articles 432-10 to 432-12 of the French Penal…
Any issuer making a public offer of tokens and applying for approval from the Autorité des marchés financiers under the conditions set out in Articles L. 552-4 to L. 552-7 shall be subject to the obli…
For the purposes of this chapter, a token is any intangible asset representing, in digital form, one or more rights that may be issued, recorded, stored or transferred by means of a shared electronic…
I.-Financial investment advisers are persons who engage in the following activities on a regular professional basis: 1° Investment advice as referred to in 5 of article L. 321-1 ; 2° (Repealed) 3° Adv…
Participative finance service providers are the legal persons defined in e) of paragraph 1 of Article 2 of Regulation (EU) No 2020/1503 of 7 October 2020. They shall be authorised, under the condition…
Only the following may carry on the business of custody account-keeping for financial instruments 1° Legal entities in respect of the financial instruments they issue by public offer, with the excepti…
Articles L. 544-3 to L. 544-5 apply to voting advisers whose registered office is in France, to voting advisers whose registered office is not in a Member State of the European Union but whose head of…
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