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Showing 2371–2380 of 63459 articles for “Art. L 214-94 and L 214-109”
One of the formations of the supervisory board or the resolution board shall examine the conclusions drawn by the departments of the Autorité de contrôle prudentiel et de résolution in the course of i…
Subject to the provisions of Article L. 612-40, if any of the persons referred to in I of Article L. 612-2, with the exception of those referred to in 4a, 5° and 11° of A and 4° of B, has breached a E…
I. - Financial penalties imposed pursuant to this section may be subject to a surcharge of up to 10% of their amount, payable by the person sanctioned and intended to finance victim support. Article L…
I. - The Autorité de contrôle prudentiel et de résolution may ask the statutory auditors of persons subject to its supervision for any information on the business and financial situation of the entity…
The Autorité de contrôle prudentiel et de résolution shall decide on the measures provided for in the articles of this section following an adversarial procedure. Where warranted by particularly urgen…
The Autorité de contrôle prudentiel et de résolution may, when the situation so warrants and under conditions laid down by decree, appoint an additional auditor to the undertakings mentioned in A of I…
I.-A.-The provisions of C apply if a credit institution or finance company is in one of the following situations: 1° It has breached a provision of Regulation (EU) No 575/2013 of the European Parliame…
The decisions of the college of supervisors relating to a supervised person taken pursuant to this section may be communicated to the undertaking which controls it within the meaning of I of Article L…
When the Autorité de contrôle prudentiel et de résolution becomes aware of misconduct or failure to comply with the legislative or regulatory provisions applicable to statutory auditors committed by a…
A decree of the Conseil d'Etat shall determine the terms and conditions for the application of this section.
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