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Showing 8231–8240 of 68399 articles for “Art. L 221-32-2 and Art. D 221-113-5”
Beneficiaries of the surety undertakings referred to in article D. 313-26 may obtain, on simple request to the Fonds de garantie des dépôts et de résolution, additional information on the conditions o…
The investment services referred to in Article L. 321-1 are defined as follows:1. The service of reception and transmission of orders on behalf of third parties is the act of receiving and transmittin…
The rights of access and rectification provided for respectively in articles 39 and 40 of the aforementioned Act of 6 January 1978 may be exercised with the Banque de France and the persons having app…
Associations shall report annually on their activities in accordance with the procedures laid down by order in the forms provided for in article D. 452-5. Associations shall draw up annual accounts. T…
The bodies or undertakings referred to in Article 7 of L. 440-2 meet the following conditions:they do not offer clearing services on behalf of third parties; -they belong to one of the following categ…
Approval may be withdrawn, after consultation with the public prosecutor and the Autorité des marchés financiers, if the association no longer meets one of the conditions for approval. The association…
The Autorité des marchés financiers shall inform the European Commission and the European Securities and Markets Authority without undue delay of any measure taken pursuant to the second paragraph of…
The authorisation of associations whose express statutory purpose is the defence of investors in transferable securities or financial products provided for in the third paragraph of Article L. 452-1 m…
The Autorité des marchés financiers shall notify the European Securities and Markets Authority of any authorisation granted to an investment services provider other than a portfolio management company…
The file set up under article L. 341-7 is entitled "the direct marketers' file". In particular, it enables persons canvassed under the conditions defined in article L. 341-1 to ensure that the persons…
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