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Showing 3511–3520 of 66575 articles for “Art. L 225-197-1 to L 225-197-5”
In the event of liquidation carried out under the conditions provided for in Article L. 326-1, the following provisions shall apply: 1° If the financial situation of the company dissolved following th…
Bons de caisse are non-negotiable registered securities with an undertaking by a trader to pay on a specific date, issued in return for a loan. The conditions under which they are issued and offered f…
The genetic counsellor may, in the cases defined by the organisational protocol provided for in Article R. 1132-5-2: 1° Prescribe the medical biology examinations mentioned in Article R. 1131-2 and in…
Investment service providers other than portfolio management companies shall ensure and be able to demonstrate to the AMF that the natural persons who provide investment advice or information on finan…
When an investment service provider other than a portfolio management company informs clients that the service referred to in Article L. 321-1 (5) is provided independently :1° It evaluates a sufficie…
Investment service providers may not send, directly or indirectly, by electronic means, promotional communications to clients who are likely to be non-professional, in particular potential clients, re…
Investment service providers other than asset management companies shall not pay or receive any remuneration or commission or provide or receive any non-monetary benefit in connection with the provisi…
Investment service providers other than asset management companies that execute client orders shall monitor the effectiveness of their order execution arrangements and execution policy in order to ide…
Investment service providers other than portfolio management companies which provide the investment service referred to in Article L. 321-1 .4 shall not accept, unless they return them in full to the…
One or more companies may, by means of a merger, transfer their assets and liabilities to an existing company or to a new company that they form.This option is open to companies in liquidation provide…
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