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Showing 8601–8610 of 61028 articles for “Art. L 227-1”
A decree sets the conditions under which users connected or connectable to the sewerage network are required to install a device for metering the water they draw from sources other than the distributi…
…of a credit institution or a finance company is a credit institution, an investment firm, a financial holding company, a mixed financial holding company or a parent undertaking of a finance company wh…
The regional banks and credit unions are subject to documentary and on-site inspections by the Inspectorate General of Finance.
Where the parent undertaking of an investment firm is a mixed-activity holding company, the Autorité de contrôle prudentiel et de résolution responsible for the supervision of the investment firm may…
Banking and payment services intermediaries must behave honestly, fairly, transparently and professionally, taking into account the rights and interests of customers, including potential customers. Ba…
I. - Any portfolio management company having its registered office in mainland France, the French overseas departments, Saint-Martin and the Department of Mayotte and authorised to manage an AIF cover…
I. - Any portfolio management company having its registered office in mainland France, the overseas departments, the department of Mayotte and Saint-Martin and authorised to manage a UCITS authorised…
Investment services providers other than portfolio management companies which use a high-frequency algorithmic trading technique shall keep an accurate and chronological record of all orders placed, i…
A decree in the Conseil d'Etat shall lay down the conditions for the application of this sub-section.
The allocation of variable components of total remuneration within the investment firm takes account of all the risks to which it is or is likely to be exposed.
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