Article L532-19
…n order to supervise an investment service provider benefiting from the regime provided for in Article L. 532-18-1, the competent authorities of the home country to which it belongs may require its br…
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Showing 91–100 of 68913 articles for “Art. L 227-19 al. 1 and L 210-9”
…n order to supervise an investment service provider benefiting from the regime provided for in Article L. 532-18-1, the competent authorities of the home country to which it belongs may require its br…
I.-With a view to providing the service referred to in Article L. 321-1.2, investment service providers other than portfolio management companies shall adopt and apply procedures to ensure that client…
The managers and employees of the persons mentioned in 1° to 7°c of Article L. 561-2 may disclose to the judicial authority or to officers of the judicial police acting under delegation that informati…
Failure by the directors of an electronic money institution to draw up an inventory for each financial year, prepare annual accounts and a management report, in accordance with the conditions set out…
I. - The Autorité de contrôle prudentiel et de résolution shall have at its disposal the resources provided by the Banque de France.The Secretary General of the Autorité commits the expenditure of the…
I. - The AMF Ombudsman is appointed by the AMF Chairman on the advice of the AMF Board for a renewable term of three years. The Ombudsman is empowered to receive complaints from any interested party t…
The Institute may grant credit institutions and other market participants advances or loans guaranteed by appropriate collateral. The Institute may carry out documentary and on-site inspections of cre…
Where there are indications that cash worth less than €10,000 or CFP francs 1,193,300, carried by a bearer or forming part of a consignment without the intervention of a bearer, coming from or going t…
Article L. 351-1, as amended by Law 2018-700 of 3 August 2018, is applicable in French Polynesia.
Article L. 351-1, in the version resulting from Law no. 2018-700 of 3 August 2018, is applicable in New Caledonia.
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