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Showing 1001–1010 of 64227 articles for “Art. L 228-12 and L 228-15”
Investment service providers may not send, directly or indirectly, by electronic means, promotional communications to clients who are likely to be non-professional, in particular potential clients, re…
Investment service providers other than asset management companies shall not pay or receive any remuneration or commission or provide or receive any non-monetary benefit in connection with the provisi…
…package or as a condition of obtaining the agreement or package, the investment service provider shall make clear to the client whether it is possible to purchase the different elements of the offer o…
Investment service providers other than portfolio management companies which provide the investment service referred to in Article L. 321-1 .4 shall not accept, unless they return them in full to the…
In investment firms of significant importance in terms of their size and according to criteria relating to the level of remuneration of the individual, the payment of a portion at least equal to 40% o…
The conversion of eligible liabilities or additional tier 1 or tier 2 capital instruments into equity securities as referred to in Chapter II of Title I of Book II or into other forms of property is e…
…o the court any investigation or inspection reports in its possession, the production of which is relevant to the resolution of the dispute.
Notwithstanding the provisions of Law no. 68-678 of 26 July 1968 relating to the disclosure of economic, commercial, industrial, financial or technical documents and information to foreign natural or…
For the purposes of this Title, a care team is a group of professionals who participate directly on behalf of the same patient in the performance of a diagnostic or therapeutic act, the compensation o…
The certified accounts of the bodies mentioned in 4° of Article L. 5217-10-14 are transmitted to the metropolitan authority.They are communicated by the metropolitan authority to the elected members o…
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