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Showing 2621–2630 of 68704 articles for “Art. L 232-15 and C. civ. Art. 1844-1”
The contract for the provision of an investment service, a digital asset service or a related service, for the execution of a transaction in financial instruments, a transaction in digital assets, a b…
Without prejudice to the special rules applicable to the marketing of certain products, the following may not be marketed: 1° Products for which the maximum risk is not known at the time of subscripti…
Before making an offer relating to financial instruments, digital assets, a service on digital assets, an investment service or a related service, direct marketers shall enquire about the financial si…
I. - With a view to recognition as a regulated market, the market undertaking shall draw up the rules of the market. These rules, which are transparent and non-discretionary, ensure fair and orderly t…
Failure to comply with any of the obligations mentioned in the first, second, third and last paragraphs of II of article L. 312-1-1 and, where the customer is an individual acting for non-business pur…
The following offences are punishable by six months' imprisonment and a fine of €7,500 1° Any person who engages in the activity of canvassing for banking or financial services as defined in article L…
I.-The information document to be drawn up pursuant to Regulation (EU) No 2017/1129 of 14 June 2017 in the event of a public offer of financial securities or the admission of financial securities to t…
I.-A trading venue is a regulated market within the meaning of Article L. 421-1, a multilateral trading facility within the meaning of Article L. 424-1 or an organised trading facility within the mean…
Admission to and continued membership of a regulated market by the market undertaking organising trading on that market are subject to compliance with the rules of that market. The relationship betwee…
I. - The contracting company shall take the necessary steps to :1. Detect, prevent and manage the potentially harmful effects, for the proper functioning of the regulated market or for market members,…
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