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Showing 6441–6450 of 65301 articles for “Art. L 255-1 to L 255-19”
I.-The provisions of I of article L. 533-22 of the Monetary and Financial Code are applicable to supplementary occupational pension funds, insofar as they invest in shares admitted to trading on a reg…
In the regions, the collectivity of Corsica, the collectivities governed by articles 73 and 74 of the Constitution and in New Caledonia, a regional sports conference is set up comprising representativ…
The maximum allowances voted by the council or committee of a syndicat de communes, communauté de communes, communauté urbaine, communauté d'agglomération and métropole for the actual performance of t…
A de facto or de jure manager of an undertaking for collective investment in real estate or a professional undertaking for collective investment in real estate is liable to two years' imprisonment and…
Investment service providers, other than asset management companies, shall ensure that they do not remunerate or assess the performance of their employees in a way that undermines their duty to act in…
Investment service providers other than portfolio management companies shall ensure and be able to demonstrate to the AMF that the natural persons who provide investment advice or information on finan…
When an investment service provider other than a portfolio management company informs clients that the service referred to in Article L. 321-1 (5) is provided independently :1° It evaluates a sufficie…
Investment service providers may not send, directly or indirectly, by electronic means, promotional communications to clients who are likely to be non-professional, in particular potential clients, re…
Investment service providers other than asset management companies shall not pay or receive any remuneration or commission or provide or receive any non-monetary benefit in connection with the provisi…
Investment service providers other than asset management companies that execute client orders shall monitor the effectiveness of their order execution arrangements and execution policy in order to ide…
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