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Showing 431–440 of 56743 articles for “Art. L 321-2”
I. - A UCITS may not grant loans or act as guarantor on behalf of third parties. It may, however, acquire financial instruments referred to in article L. 214-20 which are not fully paid up. II. - A UC…
I. - In order to provide investment services, investment services providers other than portfolio management companies must obtain authorisation. This authorisation is issued by the Autorité de contrôl…
I.-In order to provide the services mentioned in 4 or 5 of Article L. 321-1, investment service providers other than portfolio management companies shall obtain the necessary information concerning th…
This Book is applicable in the Wallis and Futuna Islands, with the exception of Article L. 322-3-2 and Titles V, VI and VII.The provisions of the first paragraph apply to insurance undertakings establ…
The contributions provided for in articles L. 321-4-2, L. 351-3-1 and L. 351-14 are collected and monitored by the bodies responsible for collection mentioned in article L. 351-21 on behalf of the bod…
I. - The provisions of this section apply to the following persons:1° The credit institutions defined in Article L. 511-1 and the central bodies mentioned in Article L. 511-30 ; 2° Investment firms wi…
I. - The popular retirement savings plan is a contract governed by article L. 141-1 , the execution of which is linked to the cessation of professional activity and which is subscribed by an associati…
I. - A fixed fee is payable by persons subject to the supervision of the Autorité des marchés financiers, where provided for by law or regulation, in the following cases: 1° In the event of publicatio…
I. - In order to guarantee their financial stability, their solvency with regard to depositors, their absence of conflicts of interest with their customers and their ability to provide financing for t…
The mandataire judiciaire shall draw up statements of claims as follows: 1. For the claims mentioned in articles L. 143-10, L. 143-11, L. 742-6 and L. 751-15, within ten days of the judgment opening t…
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