Article D533-15-1
I. - For the purposes of I bis of Article L. 533-13, professional clients wishing to benefit from the guarantees provided for therein shall inform the investment services provider either electronicall…
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Showing 8931–8940 of 62245 articles for “Art. L 324-1 et seq.”
I. - For the purposes of I bis of Article L. 533-13, professional clients wishing to benefit from the guarantees provided for therein shall inform the investment services provider either electronicall…
I.-This article applies to entities subject to Article L. 533-22-1. For the credit institutions and investment firms mentioned in Article L. 511-4-3, this article applies to portfolio management activ…
Each of the persons who effectively directs the business of the undertaking within the meaning of Article L. 532-2 and each member of the Board of Directors, the Supervisory Board, the Management Boar…
Clients referred to in Article D. 533-12 may waive the protection afforded by the rules of conduct only in accordance with the following procedure: 1° The client shall notify the investment service pr…
1° The service of custody of digital assets on behalf of third parties consists of controlling, on behalf of a third party, the means of access to the digital assets registered in the shared electroni…
The threshold provided for in 11° of Article L. 561-2 is set at 10,000 euros per transaction or related transactions.
For the application of Article L. 561-6, the persons mentioned in Article L. 561-2 shall implement measures to ensure that the transactions carried out in respect of a business relationship are consis…
Where they choose to implement simplified due diligence measures pursuant to 1° of Article L. 561-9, the persons mentioned in Article L. 561-2 : 1° Shall identify and verify the identity of their cust…
With regard to their activities relating to electronic money, the persons mentioned in Article L. 561-9-1 are not subject to the due diligence requirements set out in Articles L. 561-5 and L. 561-5-1…
In the event of the transfer of a life insurance or capitalisation contract to a third party, the persons mentioned in 2° to 2°e and 3°a of Article L. 561-2, when they take note of the transfer or, wh…
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