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Showing 5301–5310 of 61025 articles for “Art. L 324-1-1”
Bodies that are managed by a majority of employees' trade union organisations and employers' professional organisations that appear on the list referred to in 2° of I of article L. 2135-10 and whose B…
If the distributor fails to fulfil a contractual commitment, the supplier may impose penalties. These penalties are proportionate to the damage suffered as a result of the non-performance of contractu…
Any person has the right to request communication of the deliberations and minutes of the public meetings of the departmental council, the deliberations of the permanent committee, the budgets and acc…
A de facto or de jure manager of an undertaking for collective investment in real estate or a professional undertaking for collective investment in real estate is liable to two years' imprisonment and…
Investment service providers, other than asset management companies, shall ensure that they do not remunerate or assess the performance of their employees in a way that undermines their duty to act in…
Investment service providers other than portfolio management companies shall ensure and be able to demonstrate to the AMF that the natural persons who provide investment advice or information on finan…
When an investment service provider other than a portfolio management company informs clients that the service referred to in Article L. 321-1 (5) is provided independently :1° It evaluates a sufficie…
Investment service providers may not send, directly or indirectly, by electronic means, promotional communications to clients who are likely to be non-professional, in particular potential clients, re…
Investment service providers other than asset management companies shall not pay or receive any remuneration or commission or provide or receive any non-monetary benefit in connection with the provisi…
Investment service providers other than asset management companies that execute client orders shall monitor the effectiveness of their order execution arrangements and execution policy in order to ide…
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