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Showing 111–120 of 38474 articles for “Art. L 533-13”
I. In the management of collective investments, portfolio management companies shall take all reasonable steps to obtain the best possible result in executing orders, taking into account price, cost,…
Asset management companies shall act honestly, fairly and professionally in the best interests of investors. All information, including promotional communications, sent by an asset management company…
Investment firms shall require the instruments referred to in Article L. 533-30-11 to be held for a minimum period defined under the conditions set out in Article L. 533-30-1 so as to align the incent…
Articles R. 533-18-3 and R. 533-18-4 apply to portfolio management companies.
For the purposes of II of Article L. 533-15, the following conditions must be met:1° The client has agreed to receive the suitability statement without undue delay after the conclusion of the transact…
Subsections 2 and 3 of this section apply to class 2 and class 3 investment firms under the conditions defined in Article L. 533-24-2.
I.-The disclosures referred to in II of Article L. 533-22 include the following information: 1° The most significant medium- and long-term risks associated with the investments made under the contract…
The Autorité de contrôle prudentiel et de résolution shall take into account any guidance issued by the European Banking Authority for the application of Article L. 533-4.
The information referred to in article R. 533-19 as well as that concerning the results of the votes cast at the general meetings referred to in article L. 511-78 shall be sent to the European Banking…
When they have a website, investment firms shall use it to present the systems implemented to ensure compliance with the requirements laid down in Article L. 533-29-3, this section and the regulatory…
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