Article R621-37
When the Secretary General proposes that the Board implement the procedure provided for in II of Article L. 621-14, he shall first inform the person concerned, by registered letter with acknowledgemen…
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Showing 81–90 of 51791 articles for “Art. L 621-3”
When the Secretary General proposes that the Board implement the procedure provided for in II of Article L. 621-14, he shall first inform the person concerned, by registered letter with acknowledgemen…
Investigators and auditors may summon and interview any person likely to provide them with information. They shall present their personal mission order drawn up by the General Secretary in response to…
…ut an investigation or an audit if he has been convicted of any of the offences referred to in article L. 500-1.No person may be appointed to carry out an investigation or an audit of a legal entity w…
I.-The request for authorisation to disclose the connection data referred to in the sixth paragraph of Article L. 621-10-2 shall specify for each investigation: 1° The name of the person suspected of…
I. - The use of one of the persons mentioned in 2° of I, II and III of article R. 621-31 shall be governed by a memorandum of understanding signed with the Autorité des marchés financiers, which sets…
The results of investigations and inspections are set out in a written report. This report shall indicate, in particular, any facts that may constitute breaches of European regulations, of this Code,…
Reports drawn up in the course of investigations or inspections shall state the nature, date and place of the observations made. They are signed by the investigator or inspector and the person concern…
For the application of this book in New Caledonia: 1° References to the prefect are replaced by references to the high commissioner of the Republic in New Caledonia; 2° References to the court of the…
A challenge may be requested by the person against whom the complaint has been lodged or by his representative.
The Chairman of the Enforcement Committee will examine whether the application meets the conditions set out in Articles R. 621-41-1 and R. 621-41-2. If it does, the procedure is governed by article R.…
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