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Showing 151–160 of 39655 articles for “Art. L 621-9”
At the request of one or more investment services providers or a professional association of investment services providers, the Autorité des marchés financiers may, after obtaining the opinion of the…
I. - A fixed fee is payable by persons subject to the supervision of the Autorité des marchés financiers, where provided for by law or regulation, in the following cases: 1° In the event of publicatio…
The court shall appoint at least a second judicial administrator and a second judicial representative in the judgment opening proceedings against a debtor where the latter: 1° Has a number of secondar…
The General Regulation of the Autorité des marchés financiers defines the terms and conditions under which the following transactions are subject to promotional communications: 1° Public offers of fin…
I. - The contracting company shall take the necessary steps to :1. Detect, prevent and manage the potentially harmful effects, for the proper functioning of the regulated market or for market members,…
The Chairman or Secretary General of the Autorité des marchés financiers may order the suspension or dismissal of a person referred to in Article L. 421-7, if that person no longer fulfils the conditi…
The General Regulation of the Autorité des Marchés Financiers may also lay down rules for informing the Autorité des Marchés Financiers and the public about orders, transactions and positions in finan…
…s duties, the Autorité des marchés financiers becomes aware of a crime or offence, it must immediately notify the public prosecutor and forward to the latter all information, reports and documents rel…
…may require any person to take measures to reduce the size of his position or exposure in a financial instrument, in a unit referred to inArticle L. 229-7 of the Environment Code or in the assets refe…
…orité des marchés financiers is the competent authority, within the meaning of paragraph 18 of Article 2 and paragraph 6 of Article 6 of Regulation (EU) 2019/1238 of the European Parliament and of the…
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