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Showing 2571–2580 of 62257 articles for “Art. L. 111-10-4 et R. 111-45”
…and Resolution Fund, except when the latter takes decisions concerning the deposit guarantee and surety guarantee schemes.The two representatives mentioned in the previous paragraph are subject to the…
Articles L. 312-19, L. 312-20 and L. 312-21-1 are applicable to accounts opened in the books of persons providing investment or related services as provided for in Articles L. 321-1 and L. 321-2.
The Autorité de contrôle prudentiel et de résolution is responsible for ensuring that credit institutions and finance companies comply with the provisions of articles L. 313-42 to L. 313-48.
…e rules governing access by payment service providers to the payment systems referred to in Article L. 330-3 must be objective, non-discriminatory and proportionate.These rules must make it possible t…
I. - The persons mentioned in article L. 341-3 may appoint natural persons to carry out banking or financial canvassing on their behalf. The establishments and undertakings or institutions mentioned i…
Recognition as a regulated market for financial instruments is decided by order of the Minister for the Economy on a proposal from the Autorité des marchés financiers. The Autorité des marchés financi…
…of the multilateral trading facility shall establish transparent rules concerning the criteria for determining which financial instruments may be traded on its facility. When a financial instrument me…
…ts with all investment service providers other than portfolio management companies that apply a market-making strategy, within the meaning of 3° of Article L. 533-10-3, on the trading venue and shall…
Legal entities found to be criminally liable, under the conditions set out in article 121-2 of the French Penal Code, for the offences defined in articles L. 353-1 and L. 353-2 shall incur, in additio…
…tant, legal entities or companies carrying out the transactions referred to in 1° and 2° of article L. 411-2 are not deemed to be making a public offer.
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