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Showing 4351–4360 of 68896 articles for “Art. L. 123-1 and L. 123-9”
…tion, an investment firm or a parent undertaking established in a non-EU Member State has in France and in at least one other EU Member State a subsidiary or branch considered to be of significant imp…
A Secretary General is responsible for the operation and coordination of the departments under the authority of the Chairman.The staff of the AMF is made up of public-sector employees under contract a…
…hed in France meets the conditions for triggering a resolution procedure mentioned in II of Article L. 613-49 or, where applicable, in I and II of Article L. 613-49-1, it shall immediately notify the…
I. - When it decides that a person referred to in I of Article L. 613-34 which is a subsidiary of a group within the meaning of I of Article L. 511-20 meets the conditions for initiating resolution pr…
…té des Marchés Financiers may also lay down rules for informing the Autorité des Marchés Financiers and the public about orders, transactions and positions in financial instruments and units referred…
I. - A branch of a credit institution referred to in I of Article L. 511-10 or a branch of a third-country undertaking referred to in Article L. 532-48 may be subject to one or more of the measures re…
I.-To issue the approval referred to in III of Article L. 621-8, the AMF shall check that the document is complete and comprehensible, and that the information it contains is consistent. II - In the c…
The Autorité de contrôle prudentiel et de résolution shall hear the chairman of the management board of the fonds de garantie des dépôts et de résolution on any matter concerning an institution for wh…
Without prejudice to Article 40 of the Code of Criminal Procedure, Articles L. 621-17-3 and L. 621-20-1 of this Code and the exercise of its powers by the Autorité des marchés financiers, the latter,…
…des marchés financiers is the competent authority, within the meaning of paragraph 18 of Article 2 and paragraph 6 of Article 6 of Regulation (EU) 2019/1238 of the European Parliament and of the Coun…
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