Article L621-18-8
…y an AIF or its management company. It may, where it considers it necessary to ensure the stability and integrity of the financial system, after notifying the European Securities and Markets Authority…
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Showing 4361–4370 of 68896 articles for “Art. L. 123-1 and L. 123-9”
…y an AIF or its management company. It may, where it considers it necessary to ensure the stability and integrity of the financial system, after notifying the European Securities and Markets Authority…
…n shall be communicated by the persons referred to in a to c to the Autorité des marchés financiers and made public by the latter, under the conditions mentioned in Regulation (EU) No 596/2014 of the…
…nanciers may only be held liable for the application of the provisions of Regulation (EU) 2017/1129 and its delegated regulations in respect of the approval of prospectuses.
…uce the size of his position or exposure in a financial instrument, in a unit referred to inArticle L. 229-7 of the Environment Code or in the assets referred to in II of Article L. 421-1. II-The Chai…
…or notification referred to in Article 16 of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing Directiv…
…és financiers becomes aware of a crime or offence, it must immediately notify the public prosecutor and forward to the latter all information, reports and documents relating thereto. Subject to the pr…
Legal entities whose registered office is in France and whose securities are admitted to trading on a regulated market shall make public the information required by the report referred to in the last…
Where an institution mentioned in Article L. 370-1 of the Insurance Code and offering the operations mentioned in Articles L. 3334-1 to L. 3334-9 and L. 3334-11 to L. 3334-16 of the Labour Code has br…
The Autorité des marchés financiers is responsible for applying the provisions of Articles 4, 5, 9 and 10 of Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on…
…by any means capable of establishing the date of receipt, to the following operators: 1° Operators and natural or legal persons offering online investment services that are not authorised pursuant to…
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