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Showing 611–620 of 62240 articles for “Art. L. 124-1 et seq.”
…isions relating to freedom of establishment and freedom to provide services :1. The expression "competent authorities" means the authorities of a Member State of the European Union or of a State party…
…panies and credit institutions authorised to provide the investment services referred to in Article L. 321-1.The provision of related services within the meaning of Article L. 321-2 is unrestricted, s…
The AMF shall specify the conditions for applying Articles L. 532-10 to L. 532-12. In particular, it shall determine the procedures for publicising decisions to withdraw authorisation or deregister.
Subject to the provisions of article L. 531-2, it is prohibited for any person other than an investment service provider, a third country firm referred to in article L. 532-48 or a person referred to…
…ns or by any other irregular means.Withdrawal of authorisation takes effect at the end of a period determined by the Autorité des marchés financiers.During this period :1. The portfolio management com…
…sion of the Autorité des marchés financiers, which may impose the sanctions provided for in article L. 621-15, including deregistration. It may only refer to its status as a portfolio management compa…
…the offices are opened by portfolio management companies, the notification provided for in Article L. 532-14 is sent to the Autorité des marchés financiers. The latter shall inform the Autorité de co…
The provisions of this section do not apply to: 1° Trading platform managers governed by Articles L. 420-18, L. 422-1, L. 424-9, L. 425-9 and L. 425-10 ; 2° Branches of credit institutions referred to…
A firm other than an investment firm or an asset management company may not use any name, corporate name, advertising or, in general, any expression suggesting that it is authorised as an investment f…
…nies must obtain authorisation. This authorisation is issued by the Autorité de contrôle prudentiel et de résolution. It is not required for the sole purpose of providing one or more of the services m…
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