Article L533-18
…possible result for their clients having regard to price, cost, speed, likelihood of execution and settlement, size, nature of the order or any other considerations relating to the execution of the or…
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Showing 631–640 of 62240 articles for “Art. L. 124-1 et seq.”
…possible result for their clients having regard to price, cost, speed, likelihood of execution and settlement, size, nature of the order or any other considerations relating to the execution of the or…
I.-In order to provide the services mentioned in 4 or 5 of Article L. 321-1, investment service providers other than portfolio management companies shall obtain the necessary information concerning th…
…shall keep a record, including the document or documents approved by themselves and their clients, setting out the rights and obligations of the parties and the other conditions under which the former…
…ders shall act honestly, fairly and professionally, in a way that promotes the integrity of the market.
…including promotional communications, addressed by an investment service provider other than an asset management company to clients, including potential clients, shall be accurate, clear and not misl…
…rules and procedures to ensure compliance with the provisions applicable to them, including those set out in Article 11 of Regulation (EU) No 648/2012 of the European Parliament and of the Council of…
…ese services and canvass clients on behalf of the investment service provider under the conditions set out in Chapter I of Title IV of Book III.
…Any person who collects funds for this purpose; 3° Any person responsible for managing the said assets. II. - Any person who offers one or more clients or potential clients the opportunity to acquire…
…rtfolio management companies, legal entities that manage the AIFs mentioned in 3° of III of Article L. 214-24, managers of European venture capital funds covered by Regulation (EU) No 345/2013 of the…
Participatory finance intermediation consists of bringing together, by means of a website, the promoters of a given project and the persons financing that project under the following conditions: 1° Le…
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