Article L561-1
Persons other than those referred to in Article L. 561-2 who, in the exercise of their profession, carry out, control or advise on transactions involving movements of capital, are required to report t…
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Showing 641–650 of 62240 articles for “Art. L. 124-1 et seq.”
Persons other than those referred to in Article L. 561-2 who, in the exercise of their profession, carry out, control or advise on transactions involving movements of capital, are required to report t…
…of Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012.
…of tokens and applying for approval from the Autorité des marchés financiers under the conditions set out in Articles L. 552-4 to L. 552-7 shall be subject to the obligations of this chapter. The pro…
…ing activities on a regular professional basis: 1° Investment advice as referred to in 5 of article L. 321-1 ; 2° (Repealed) 3° Advice on the provision of investment services as referred to in article…
…orité des marchés financiers only after obtaining the assent of the Autorité de contrôle prudentiel et de résolution. Extensions of authorisation are granted under the same conditions. The Autorité de…
…nts they issue by public offer, with the exception of the offers referred to in 1° or 2° of Article L. 411-2 or in Article L. 411-2-1; 2° Credit institutions established in France; 3° Investment firms…
I. - Banking and payment services intermediaries as defined in article L. 519-1, financial investment advisors as defined in article L. 541-1, tied agents as defined in article L. 545-1 and equity fin…
The persons mentioned in 9° and 9° bis of Article L. 561-2 shall record the exchange of all forms of payment, plates, tokens and tickets where the amount exceeds a certain threshold. The procedures fo…
The persons mentioned in 1° to 7° bis of Article L. 561-2 do not keep anonymous accounts or savings books.
The managers and employees of the persons mentioned in 1° to 7°c of Article L. 561-2 may disclose to the judicial authority or to officers of the judicial police acting under delegation that informati…
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