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Showing 3821–3830 of 63858 articles for “Art. L. 223-19 and L. 223-31”
…their legal representative, depending on the seriousness of the breach: 1° A warning ; 2° a reprimand 3° Compulsory insertion of a notice or press release in the publication concerned; 4° Broadcast…
The investigators and auditors may, for the purposes of the investigation or audit, ask to be provided with any documents, regardless of the medium used.Investigators and auditors may summon and inter…
…upon the chairman of the Autorité des marchés financiers or his representative to file submissions and to develop them orally at the hearing, without prejudice to the provisions of Article L. 466-1.
Where the AMF Enforcement Committee has imposed a financial penalty that has become final before the criminal court has given a final ruling on related facts, the criminal court may order that the fin…
…est made by the Chairman of the Autorité de contrôle prudentiel et de résolution.Subject to Article L. 465-3-6, if it decides to initiate sanction proceedings, it notifies the persons concerned of the…
I. - The Autorité des marchés financiers and the Commission de régulation de l'énergie shall cooperate with each other. They shall provide each other with any information that may be useful for the pe…
…ies. It submits this report to the Autorité des marchés financiers, which provides its observations and recommendations on the association's activities in its annual report.
…hoice. The procedures for summoning the person or for receiving his or her explanations on the spot and the conditions under which this right is exercised are determined by decree of the Conseil d'Eta…
…utre-mer, the Institut d'émission d'outre-mer, the Autorité de contrôle prudentiel et de résolution and the Autorité des marchés financiers shall cooperate with each other. They shall provide each oth…
…nancial or economic matters, by the President of the National Assembly, the President of the Senate and the Minister for the Economy respectively.Appointments of qualified persons respect the principl…
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