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Showing 2501–2510 of 63859 articles for “Art. L. 223-28 and C. civ. Art. 1844”
…in point 36a of paragraph 1 of Article 2 of Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) N…
…wing up its own accounts, the manager shall draw up an inventory of the assets under its management and a statement of the sums collected during the financial year on behalf of the rights holders. It…
Voting advisers shall make public the code of conduct to which they refer and report on its application. Where a voting adviser does not refer to a code of conduct or where, in referring to such a cod…
…project promoter is a local authority, the provider of equity crowdfunding services shall inform it and the investors of the offences set out in Articles 432-10 to 432-12 of the French Penal Code and…
Any issuer making a public offer of tokens and applying for approval from the Autorité des marchés financiers under the conditions set out in Articles L. 552-4 to L. 552-7 shall be subject to the obli…
For the purposes of this chapter, a token is any intangible asset representing, in digital form, one or more rights that may be issued, recorded, stored or transferred by means of a shared electronic…
…ing activities on a regular professional basis: 1° Investment advice as referred to in 5 of article L. 321-1 ; 2° (Repealed) 3° Advice on the provision of investment services as referred to in article…
…under the same conditions. The Autorité des marchés financiers (AMF) is responsible for supervising and monitoring authorised service providers and will request the approval of the Autorité de contrôl…
…nts they issue by public offer, with the exception of the offers referred to in 1° or 2° of Article L. 411-2 or in Article L. 411-2-1; 2° Credit institutions established in France; 3° Investment firms…
Articles L. 544-3 to L. 544-5 apply to voting advisers whose registered office is in France, to voting advisers whose registered office is not in a Member State of the European Union but whose head of…
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