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Showing 5291–5300 of 63859 articles for “Art. L. 223-28 and C. civ. Art. 1844”
…ossible result in executing orders, taking into account price, cost, speed, likelihood of execution and settlement, size, nature of the order or any other considerations relating to the execution of t…
Portfolio management companies shall set a target for balanced representation of women and men among the teams, bodies and managers responsible for making investment decisions. The results obtained ar…
Asset management companies shall act honestly, fairly and professionally in the best interests of investors. All information, including promotional communications, sent by an asset management company…
…ers other than portfolio management companies that design financial instruments for sale to clients and investment service providers that offer, recommend or market financial instruments are not subje…
…ing investment or related services to clients, shall be deemed to fulfil the obligations of Article L. 533-11 if : 1° Prior to the provision of execution services or research services or materials, th…
…résolution receives an application for approval or exemption from approval referred to in Articles L. 517-13 and L. 517-14 from a financial holding company or mixed financial holding company establis…
…d financial holding company or on supervisory measures equivalent to those provided for in Articles L. 517-16 and L. 517-17, the Autorité de contrôle prudentiel et de résolution shall provide all the…
Any failure by the external valuation experts referred to in article L. 214-24-15 to comply with the laws, regulations and professional obligations applicable to them is subject to sanctions imposed b…
Notwithstanding article L. 223-30, the articles of limited liability companies may not provide for a majority of more than 90% of the votes of the shareholders present or represented to decide on a cr…
…orm of employee participation is election, the procedure is carried out in accordance with Articles L. 225-28 to L. 225-34 and L. 225-80 of the Commercial Code, with the exception of the territorialit…
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