Article L621-18
The AMF shall ensure that issuers referred to in Article L. 451-1-2 or issuers whose securities are admitted to trading on a multilateral trading facility subject to the provisions of II of Article L.…
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Showing 1161–1170 of 69687 articles for “Art. L. 237-1 and R. 237-1”
The AMF shall ensure that issuers referred to in Article L. 451-1-2 or issuers whose securities are admitted to trading on a multilateral trading facility subject to the provisions of II of Article L.…
Any breach by financial investment advisers as defined in article L. 541-1 of the laws, regulations and professional obligations applicable to them is subject to sanctions imposed by the Enforcement C…
I. - In the event of the breaches referred to in II of Article L. 621-15, the AMF Board may publish a statement specifying the identity of the natural person or legal entity in question and the nature…
…orité de contrôle prudentiel et de résolution may enter into the agreements provided for in Article L. 633-5 with the competent authorities of a State which is not a party to the Agreement on the Euro…
Controls carried out pursuant to Articles L. 632-12 and L. 632-13 by representatives of a foreign supervisory authority entrusted with a mission similar to that entrusted in France to the Autorité de…
…regulated entities of a financial conglomerate comply with the requirements referred to in Article L. 517-8 but that their solvency may nevertheless be jeopardised, or that the transactions between t…
…e contrôle prudentiel et de résolution may be extended to the legal entities referred to in Article L. 612-26 located in another Member State of the European Union or in another State party to the Agr…
…s financiers, as well as to any expert appointed to an Advisory Board referred to in III of Article L. 621-2, for violating the professional secrecy instituted by Article L. 621-4, subject to the prov…
…he European Union which are applicable to Saint-Pierre-et-Miquelon, New Caledonia, French Polynesia and the Wallis and Futuna Islands. Measures to freeze assets and prohibit making them available take…
…uest information directly from investment services providers that are members of a regulated market and are not established in France. In such cases, it shall inform the competent authority of the Mem…
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