Article L633-10
…n entity established in France, whether regulated or not, which is part of a financial conglomerate and referred to in Article L. 612-26, they shall ask the Autorité de contrôle prudentiel et de résol…
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Showing 1171–1180 of 69687 articles for “Art. L. 237-1 and R. 237-1”
…n entity established in France, whether regulated or not, which is part of a financial conglomerate and referred to in Article L. 612-26, they shall ask the Autorité de contrôle prudentiel et de résol…
The Autorité des marchés financiers (AMF) and the Autorité de contrôle prudentiel et de résolution (ACPR) shall put in place procedures to enable any person to report to them, including anonymously, t…
Where regulated entities belonging to a group carrying on activities in both the banking and investment services sector and the insurance sector have as their parent undertaking a company whose regist…
Notwithstanding the provisions of Act 68-678 of 26 July 1968 relating to the disclosure of economic, commercial, industrial, financial or technical documents and information to foreign natural or lega…
…rticle 226-13 of the French Penal Code for violating the professional secrecy instituted by Article L. 612-17, subject to the provisions of Article 226-14 of the French Penal Code.
In Guadeloupe, French Guiana, Martinique, Mayotte, Reunion Island, and the collectivities of Saint-Barthélemy, Saint-Martin and Saint-Pierre-et-Miquelon, the monetary signs that are legal tender and i…
The AMF may carry out surveillance, monitoring and investigation activities at the request of foreign authorities with similar powers. Where such activities are carried out on behalf of authorities of…
Notwithstanding the provisions of Act 68-678 of 26 July 1968 on the disclosure of economic, commercial, industrial, financial or technical documents and information to foreign natural or legal persons…
…ion relating to transactions in financial instruments may communicate to their foreign counterparts and to the counterpart authorities of the Autorité des marchés financiers or the Autorité de contrôl…
…ntrôle prudentiel et de résolution may use the powers provided for in Sections 5 to 7 of Chapter II and Section 1 of Chapter III of Title I of Book VI.Where the regulated entity referred to in the pre…
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