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Showing 3591–3600 of 69687 articles for “Art. L. 237-1 and R. 237-1”
…torité de contrôle prudentiel et de résolution shall make the notification provided for in Articles L. 526-11 and L. 526-19 within three months.
…hés financiers.The application for authorisation must be accompanied by a file complying with the standard file drawn up by the Autorité des marchés financiers.This standard file includes the informat…
I. - The AMF shall receive notifications of freedom of establishment and freedom to provide services from the investment firms referred to in articles L. 532-18 and L. 532-18-1. It shall also receive…
…tion is proposed,the AMF shall consult the competent authority, within the meaning of 4° of Article L. 517-2, in order to assess, in particular, the quality of the shareholders and the good repute and…
…on its application drawn up in accordance with the conditions laid down in the Delegated Regulation and the Implementing Regulation of the European Commission adopted pursuant to paragraphs 4 and 5 of…
Where an investment services provider referred to inArticle L. 532-18 intends to use a tied agent, within the meaning ofArticle L. 545-1, established in its home country, the identity of that agent sh…
…ant of its decision within three months of the date of receipt of the file that complies with the standard file.The AMF may extend this period by up to a further three months if it deems it necessary…
Subject to the provisions of I of Article L. 532-9-1, the Autorité des marchés financiers shall be informed in advance of any proposed amendment to the factors taken into account for the authorisation…
…opean Union or another State party to the Agreement on the European Economic Area operating in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte and Saint-Martin, it shall se…
…in France, it is also required to provide precise information on the supervision exercised over it and on the structure of the group to which it belongs and, where applicable, on the nature and exten…
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