Article R542-1
To obtain the authorisation as custodian referred to in Article L. 542-1, applicants must submit their application to the Autorité de contrôle prudentiel et de résolution. The application for authoris…
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Showing 3601–3610 of 69687 articles for “Art. L. 237-1 and R. 237-1”
To obtain the authorisation as custodian referred to in Article L. 542-1, applicants must submit their application to the Autorité de contrôle prudentiel et de résolution. The application for authoris…
I. - The rules limiting the number of directorships provided for in II to IV of article L. 533-26 apply within an investment firm that meets one of the following conditions:1° The balance sheet total,…
…ndication of the code of conduct to which the voting consultant refers, a report on its application and, where applicable, a list of the provisions from which he has deviated, together with the reason…
…s for authorisation to provide one or more data communication services within the meaning ofArticle L. 323-1, such authorisation shall be granted as part of the authorisation procedure as an investmen…
…ions defined by order of the Minister responsible for the economy, the information referred to in c and d of Article 51 of Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27…
…ithin investment firms, the members of the board of directors or the supervisory board, on the one hand, and the members of the management board or any other body exercising equivalent functions or an…
I. - The body referred to in article L. 512-1 of the Insurance Code is responsible for establishing, maintaining and updating the register of persons referred to in I of article L. 546-1. In this capa…
The tied agents referred to inarticle L. 545-4 must not have been subject to :a) a final conviction referred to in II ofarticle L. 500-1 within the last ten years ;b) a sanction provided for in 3° to…
…en to the public, intermediaries in participative financing shall make available to the parties a standard contract that mentions the information provided for in 1° and a and d of 3° of Article R. 548…
I.-The shareholder engagement policy referred to in I of Article L. 533-22 describes the way in which the following elements in particular are ensured: 1° Monitoring of strategy, financial and non-fin…
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