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Showing 901–910 of 69687 articles for “Art. L. 237-1 and R. 237-1”
…trôle prudentiel et de résolution for clearing, administration or custody of financial instruments, and market undertakings authorised to provide the investment services referred to in Articles 8 and…
The investment service provider defined in article L. 531-1, the entity providing investment services without being subject to the authorisation procedure provided for in article L. 531-2 and the fina…
Direct marketers are prohibited from offering products, financial instruments, digital assets and services other than those for which they have received express instructions from the person or persons…
Any breach of the laws, regulations and professional obligations applicable to banking or financial canvassing committed by the persons mentioned in 1°, 3°, 5°, 7° and 8° of article L. 341-3 and in ar…
…anking or financial solicitation: 1° The execution by one of the persons mentioned in 1° of Article L. 341-3 of a transaction in one of the financial instruments listed in Article L. 211-1 ; 2° The pe…
…s concluded ; 2° Or from the day on which the person being canvassed receives the contractual terms and conditions and the information, if this latter date is later than that mentioned in 1°. II-When…
…ceive information laid down by decree in the Conseil d'Etat, relating in particular to: 1° The name and business address of the natural person canvassing ; 2° The name, address and, where applicable,…
Peddling and canvassing for the sale, purchase or exchange of gold ingots, bars, foreign currencies and demonetised gold coins are prohibited. Anyone who goes to the homes of private individuals, othe…
…a payment service or a transaction in miscellaneous goods is concluded between the person canvassed and the establishment, firm or legal entity authorised to carry out these activities, without the di…
…to legal entities; 2° Products not authorised for marketing on French territory pursuant to article L. 151-2 ; 3° Products covered by Article L. 214-42 as it read prior toOrder 2011-915 of 1 August 20…
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