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Showing 1341–1350 of 67225 articles for “Art. L. 237-9 and R. 237-9”
…of decision within the UCITS, the depositary or the management company; 2° Performs both management and supervisory functions, or only the management function when these two functions are separate.
The management company is required to make the declarations stipulated in articles L. 225-126 and L. 233-7 of the French Commercial Code, for all shares held by the mutual funds it manages. The provis…
The custodian may not delegate to third parties the functions conferred upon it by I and III of article L. 214-24-8.The custodian may delegate asset safekeeping functions to third parties under the co…
…e individually subject to the provisions applicable to sociétés de libre partenariat.II. - Notwithstandingarticle 2285 of the Civil Code and unless otherwise stipulated in the articles of association…
…té des marchés financiers to assess the transactions referred to in the second paragraph. The terms and conditions of the procedures referred to in this I shall be specified in the General Regulations…
Without prejudice to the provisions of Article L. 229-4 of the Commercial Code, the Autorité des marchés financiers also has the power to oppose, in accordance with the provisions of Article 8(14) and…
…utorité des marchés financiers is competent to oppose, in accordance with paragraph 14 of Article 7 and Article 21 of Council Regulation (EC) No 1435/2003 of 22 July 2003 on the Statute for a European…
The Autorité de contrôle prudentiel et de résolution may require Class 2 and Class 3 investment firms to make additional or more frequent disclosures than those provided for in Title III of Book V or…
…investment service providers other than portfolio management companies for the purposes of Article L. 533-12-7.
…y termination of an employment contract must correspond to effective performance assessed over time and not reward failure or fault. Global remuneration linked to compensation or buy-outs of previous…
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