Article L341-9
Persons engaged in direct marketing of banking and financial services are subject to the disqualifications set out in article L. 500-1.
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Showing 221–230 of 67225 articles for “Art. L. 237-9 and R. 237-9”
Persons engaged in direct marketing of banking and financial services are subject to the disqualifications set out in article L. 500-1.
…t influence on the management of a regulated market must possess qualities that guarantee the sound and prudent management of that market. Any person who comes to own, directly or indirectly, alone or…
I. - The operator of a trading venue shall establish and maintain arrangements and procedures, including the necessary resources, to monitor on a regular basis the compliance of its members with the r…
…requiring the actual presence of natural persons may offer, on the territory of metropolitan France and the overseas departments and the Department of Mayotte and Saint-Martin, the means of access to…
…of a clearing house or any other event of default by that member, the clearing house may, ipso jure and without formality: 1° Transfer to another member deposits made with that member relating to posi…
…omic Area that operates without requiring the actual presence of natural persons may offer, in mainland France, Guadeloupe, French Guiana, Martinique, Reunion Island, Mayotte and Saint-Martin, the mea…
…tions are authorised as banks, mutual or cooperative banks, specialised credit institutions, credit and investment institutions or municipal credit funds.Banks may carry out all banking transactions.M…
Where the credit institutions and finance companies referred to in Article L. 511-89 are part of a group subject to supervision by the Autorité de contrôle prudentiel et de résolution on a consolidate…
…uivalent supervisory functions on the overall strategy of the credit institution or finance company and its current and future risk appetite. It assists the Board of Directors, the Supervisory Board o…
The Appointments Committee provided for in Article L. 511-89 shall identify and recommend to the Board of Directors, the Supervisory Board or any other body exercising equivalent supervisory functions…
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