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Showing 901–910 of 64366 articles for “Art. L. 622-17 and L. 611-11”
…tment firm may monitor transactions between the investment firm, the mixed-activity holding company and subsidiaries of the mixed-activity holding company, and require the investment firm to implement…
Within investment holding companies, the persons referred to in Article L. 532-2.4 and the members of the board of directors, the supervisory board, the management board or any other body exercising e…
…contrôle prudentiel et de résolution may impose the disciplinary sanctions provided for in Article L. 612-39, including removal from the list provided for in Article L. 612-21; 2° The account informa…
…fter receiving the opinion of the Banque de France pursuant to the fourth paragraph of I of Article L. 141-4. To obtain this authorisation, an application must be submitted to the Autorité de contrôle…
I. - Before providing the account information service referred to in 8° of II of Article L. 314-1, providers of account information services shall submit an application for registration to the Autorit…
Within investment firms of significant importance in relation to their size and in accordance with criteria relating to the level of remuneration of the individual, at least half of the variable remun…
…ements a measure in application of the provisions of sub-section 9 of this section, of I of Article L. 613-55, of 1° of I of Article L. 613-55-4, of I of Article L. 613-56 and of Article L. 613-56-1,…
Notwithstanding the provisions of Act No. 68-678 of 26 July 1968 on the disclosure of economic, commercial, industrial, financial or technical documents and information to foreign natural or legal per…
Notwithstanding Act 68-678 of 26 July 1968 on the disclosure of economic, commercial, industrial, financial or technical documents and information to foreign natural or legal persons, the Autorité des…
Notwithstanding Act 68-678 of 26 July 1968 on the disclosure of economic, commercial, industrial, financial or technical documents and information to foreign natural or legal persons, the Autorité de…
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